Patriarchy project 1b: Household as economic unit

The household economy has been and continues to be a fundamental component of patriarchal structures in most historical and contemporary societies, but it’s quite hard to pin it down in terms of significance and historiography. As a phenomenon, it sits somewhat uneasily in the overlap of economic history, family history and social history. It’s also particularly difficult to discuss in general terms, because households and household economies differed so much between classes/social status groups. The domestic economy of a medieval noble household or an urban patrician family was strikingly different from that of a peasant household in terms of scale and organisation. And yet there’s enough commonality that I think we can find some parallels for analysis.

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Viking loom weights: image by Nick Thompson (https://www.flickr.com/photos/pelegrino/27326687088/)

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Consent and divorce in the medieval world

One of the key claims made by Elisabeth van Houts, Married Life in the Middle Ages (OUP, 2019) is that the twelfth-century move to making marriages depend on the couple’s consent alone, rather than that of their families was driven by young women, rather than the church. Her evidence is a series of women (and to a lesser extent men), both in narrative texts and medieval fiction, who resisted their parents’ demands about whom they should marry, or who eloped with their spouse of choice. Van Houts argues that the church eventually realised that marriages were more likely to be successful if the couple were compatible and moved towards a consensual theory of marriage.

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Boethius and Brexit

A few days ago, on holiday in Scotland, I was rereading the sixth-century author Boethius’ The Consolation of Philosophy. My family have been reading and talking a lot about the increasing likelihood of the UK crashing out of the EU without a deal, so inevitably my reading of it was influenced by that. In my worry about the hardest of Brexits, was I reacting as a philosopher should?

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Philosophy shows Boethius Fortune and her wheel

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Respect my priestly authority

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Hincmar of Rheims contemplating Louis the Stammerer

This is going to be quite a roughly-written post, playing with some ideas on the manliness of medieval priests. So obviously, let’s start with chimpanzee politics. Frans de Waal who researches the topic says that alpha chimpanzees aren’t necessarily the strongest and meanest. Instead, they’re the ones able to build coalitions (because a group of chimpanzees can defeat and even kill a single chimpanzee) and these coalition-building males can have surprisingly long reigns in the top spot. Think of that as the start of personal authority in the prehuman world: an individual’s qualities as meaning others (including other males) willing to accept his decisions.

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How archaic were the Ottonians?

I have recently read Gerd Althoff’s book on Otto III and I am still trying to unravel one key statement from it. On page 25, he states: “We speak of an archaic society.” (This isn’t a translation issue: in the original German, the adjective is “archaisch”). So what does it mean for Althoff to call late-tenth century Ottonian society “archaic” and he is right to do so?

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Otto III enthroned (image from Gospels of Otto III)

 

In one sense, Ottonian society can’t be “archaic”, in the sense of “age-old”: a key part of its culture was Christian, and the Saxons had only been Christian for around two centuries at the most by that point. What about other aspects? Althoff rightly states (p. 16) that the Ottonians had fewer state structures than the Carolingians, although, as Tim Reuter pointed out, that comparison is less striking if you compare Carolingian East Francia with the Ottonian kingdom. But it’s not obvious that in the tenth century there is a whole lot more “stateness” in West Francia than the Ottonians have, so if you count the Ottonian kingdom as “archaic” in the sense of “old-fashioned”, then you’d have to rate large chunks of the rest of Western Europe as “archaic” (apart from the Anglo-Saxons, who were forming an up-to-date kingdom like the end of the world was coming).

The Anglo-Saxon kingdom also demonstrates that a culture that has “a wealth of ceremonial and ritual acts and activities, which served to display rule” (as Althoff puts it, p. 16) isn’t necessarily “archaic”. As Charlie Insley’s recent wonderfully-titled article, ‘Ottonians with Pipe Rolls’? Political Culture and Performance in the Kingdom of the English, c.900–c.1050 and other work by Julia Barrow and Levi Roach has shown, we can see similar ritual and ideas of performance of rule visible in Anglo-Saxon sources, especially charters as in Ottonian ones (and in the West Frankish kingdom as well).

But what seems to me key to Althoff’s idea of the Ottonian world as “archaic” is a different aspect: rulers’ supposed inability to plan rationally. He complains (p. 18-19):

modern scholars…postulate a wealth of other areas that supposedly preoccupied medieval “policy makers.” So for the tenth century it is traditional for historians to speak of Italian policies, eastern policies, western policies, and monastic policies. It is also customary to portray rulers and magnates as acting as if political plans had first been developed and then been put into effect in these areas and others. Such portrayals carry the implicit assumption that the rulers took counsel and agreed with their magnates on such plans, which then became guiding principles of a policy applied for a certain period of time or even long-term.

By contrast, the sources of the tenth and other centuries refer to such reasoned policies only very seldom, if at all. This rather forcefully raises the question: do we not deal in anachronisms if we categorize medieval royal rule according to the model of modern government with its plans and policies, especially since we are unable to trace where and how such alleged policies arose? Indeed, one would be right to doubt whether this supposed intense planning is in any way at all in harmony with the conceptual framework and mentality of the central Middle Ages. Plans and policies may have been quite alien in a society whose understanding of politics centered with such certainty on the idea that a God-ordained order must either be guarded or reestablished. Such an understanding also set its stamp on the duties and powers of medieval kings, as the significance of peace and justice among the ruler’s duties attests. But performing such duties did not so much require some sort of future-oriented planning as the employment of the customary usages by which people had always performed these duties.

And towards the end of the book (p. 108), Althoff states that one of the main themes is to consider:

how effective rulership actually was in the tenth century, how wide the sphere of political activity, and whether the king could shape the events of this era. Did he spend his time outlining political strategies in the widely diverse realms of church and monastic policy, the policies of the west, east, and Italy? Did he try to reach accord among the powers concerned? Did he then formulate final plans, and oversee their implementation? Or are these activities anachronisms? Did a tenth-century king understand his duties differently?

So is the concept of planning something alien to Otto III, and early/central medieval kings more generally? Is it anachronistic to think that kings might have policies? There are two fairly obvious counters to this: from the Gospels and one from the Carolingians.

First of all, let’s hear Jesus’ words in Luke 14, 28-32:

Suppose one of you wants to build a tower. Won’t you first sit down and estimate the cost to see if you have enough money to complete it? For if you lay the foundation and are not able to finish it, everyone who sees it will ridicule you, saying, ‘This person began to build and wasn’t able to finish.’

Or suppose a king is about to go to war against another king. Won’t he first sit down and consider whether he is able with ten thousand men to oppose the one coming against him with twenty thousand? If he is not able, he will send a delegation while the other is still a long way off and will ask for terms of peace.

Planning, to Jesus, is a fact of life so obvious that you can use it as an analogy to the costs of discipleship. And the examples he gives are precisely the kind of decision that all medieval kings had to make. Amid all the “customary usages” of Ottonian life, the ruler still had to make such binary choices: do I carry out this particular action now or not? The emphasis on the king “taking council” is precisely because such decisions needed to be made on a regular basis. At least for the Carolingian period we’ve even got a specific image of a council of war; this comes in Ermoldus Nigellus’  In honorem Hludowici, where Louis the Pious’ magnates discuss attacking Barcelona. Given all this, it seems extremely implausible to me that the Ottonians (and Otto III specifically), didn’t carry out at least some “future-oriented planning”.

What about policies? This depends rather more on definitions. If you think of policies as formal statements (often written) which lay out overall principles within which more day-to-day planning takes place, then no, medieval governments didn’t have policies. But if you think more generally of policies being to planning as strategy is to tactics, then I think at least some early medieval rulers had policies. You can sometimes see consistent courses of action, rather than purely short-term reactions to events. You can debate whether or not Charlemagne had a Saxon “policy”, but it’s hard to dispute that he had the long-term aim of conquering the Saxons.

So why aren’t these policies recorded in our sources more? One obvious answer is that a lot of the policies had to do with how to deal with external powers or internal enemies and so it was sensible to keep them secret. It’s not surprising that no Carolingian or Ottonian ruler produces a memo, statement or the like saying “we intend to make sure that no pope hostile to our interests is elected”. That doesn’t stop at least some of them repeatedly interfering in papal elections.

There’s also the point that what medieval authors tend to be writing isn’t histories of the “Policies of the Saxons”, but the “Deeds of the Saxons”. Early medieval traditions of narrative history mean that they don’t tend to focus on long-term policies, but instead short-term sequences of events. So, for example, as Eric Goldberg points out in Struggle for Empire, there’s a good case for seeing Louis the German as having a policy of Drang nach Westen, repeatedly trying to take over parts of the Western Frankish empire, but that’s not directly stated anywhere in his documents or narrative sources of the period.

But Louis’ Drang nach Westen does suggest something distinctive about the quality of early medieval plans: their implementation tended to be more episodic than in later periods. Louis the German may well have spent years wanting to expand into Charles the Bald’s kingdom, but his main moves were in 853/854 and 858, and in between he was focused on his eastern frontier. In a similar way, most discussions of Charlemagne see at least some of his campaigns as “opportunistic”; so does his intervention in a dispute in Lorsch which ended with it becoming a royal monastery.

I think this reflects the fact that early medieval kings (and arguably medieval kings in general) probably were less able to influence events than early modern/modern rulers. In particular, natural disasters (famine, disease, death) could have a major impact in creating opportunities or hindrances to military campaigns and diplomacy (two of the key policy areas). When you add to that the fact that rulers had much less information available to use when assessing foreign policy decisions, in an era of poor communications and without permanent diplomats, it’s not surprising that systematic long-term planning wasn’t as important a priority then compared to say, the early modern period.

Going back to Althoff, I also worry about his linking of planning with the question of the “effectiveness” of tenth-century rulers. Despite the modern 7Ps formula (“Proper Planning and Preparation Prevents Piss Poor Performance”), I’m not sure that you can assume that things going wrong for rulers necessarily resulted from their lack of planning. Carolingian kings and emperors went through a lot of crises, and these often arose when things went wrong in several widely-spaced locations simultaneously (such as happened to Charlemagne in 778 or Charles the Bald in 858). It’s not clear to me how easily any medieval ruler could have planned to prevent such difficulties, given the difficulty of rapid travel.

In the end, the question of whether or not early medieval kings were capable of plans and policies depends on how tightly you define the concept. There was nothing like the impartial and theoretically competent bureaucracy of the modern state to carry out such planning, but given that only really developed from the mid-nineteenth century, that’s not surprising. And it’s interesting how often the word “policy” does creep back into Althoff’s description of Otto III’s activities. In practice, it’s quite hard to deny some policy/planning capacity not just to the Carolingians, but to East Frankish rulers generally.

But it’s now that we get to one final twist, inspired by my favourite description of Otto III. This was uttered many years ago by Susan Reynolds, who said he was “a young man with a lot of fancy ideas, but he didn’t last long”. It’s perfectly possible for the Ottonians as a whole to have been capable of making and implementing plans and policies, but for Otto III not to have used that capacity. Because as we’ve seen in 2016 and 2017, just because you can plan carefully, doesn’t mean that every politician wants to. It may be too tedious for Trump to sit down and estimate if he can afford to build a tower (or a wall) before proclaiming that he will, or for the UK cabinet to consider if David Davis and a couple of civil servants really can emerge victorious from an encounter with an army of Brussels bureaucrats. In other words, if you’re going to label states as “archaic” because of their inability to plan or their lack of effectiveness in achieving their aims, we may now have a few modern states to include on the “archaic” list.

The Cherokee and the Anglo-Saxons

I found the most interesting part of the Museum of the Cherokee Indian in North Carolina, which I visited recently, to be the section on the Cherokee Nation before European contact. In particular, because the displays divided up this time into various dated periods, it offered a fascinating opportunity to compare Cherokee material culture with that from other cultures elsewhere in the world at the same time. Given my background, that immediately got me juxtaposing the material culture of the Cherokee in the Woodland period (1000 BCE – 900 CE) with that of the Anglo-Saxons. In the late-seventeenth century, the descendants of the Anglo-Saxons invaded the territory of the Cherokee (and eventually destroyed or relocated the vast majority of the Cherokee Nation). But could you have predicted that back around 900 CE, at the time of King Alfred?

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Museum of the Cherokee Indian exhibit: Stone pipe in the shape of a bird

In some ways, Woodland period Cherokee and Anglo-Saxon material culture seem quite similar. Both societies were of settled agriculturalists, with construction either predominantly or exclusively in wood. Indian culture probably had more effective weapons around 900 CE, reflecting a society where hunting played a more vital role in food provision. The Cherokee had very high-quality bows and arrows, as well as spear-throwers, improving the accuracy and distance of a spear cast. Like the Anglo-Saxons, the Cherokee had skills in pottery and textile-working; unlike them, they also had a particularly developed craft of basket-weaving. Some small stone-carvings of theirs survive. In terms of what we can deduce about their non-material culture from later sources, the Cherokee also show parallels to the Anglo-Saxons in their development of complex religious myths and laws.

So what did the Anglo-Saxons have that the Cherokee didn’t? Some stone buildings, but relatively few. Cherokee pottery incorporated admixtures of additional elements to improve its strength, but it was purely handmade, rather than using a potter’s wheel. And there are some conspicuous absences to an early medievalist’s eye. The Cherokee didn’t have domesticated animals (including horses). There’s no glass and very little metalwork (a few copper objects, I think obtained by trade); there was no mention of coinage. Although they had canoes, they didn’t have ocean-going ships. And, of course, there were no books, inscriptions or any other kind of writing.

Though some of those differences may not have much effect, collectively in the long-run (600-800 years), they allowed Englishmen with guns and horses to appear in North Carolina, rather than the other way round. Even if it was mostly diseases that killed the early modern Cherokee, rather than British weapons, there was still a considerable difference in material culture by that point. Why is that?

As Jared Diamond has pointed out, there weren’t domesticable animals in North America (the only one in South America is the llama/alpaca). And it’s a lot easier to develop ocean-going ships in England, where it’s impossible to be more than 70 miles from the sea, and where it’s actually useful to be able to cross the Channel, than a region where you’re 300 or more miles from the sea and you could just follow the coastline anyway for days to contact other communities. But the other key point is that the Anglo-Saxons were at the tail-end of technological developments that they adopted from other civilizations, in a way that the Cherokee weren’t.

Parts of Anglo-Saxon England were aceramic for a while; in the fifth century; at that stage they were having to recycle metal from Roman remains, because they’d lost the ability to smelt iron. The early Anglo-Saxons also had no writing. Much of the material culture they did have by 900 CE had been adopted from other nearby cultures (or specifically brought to England by outsiders, as with the Roman/Celtic missionaries and writing). Vast amounts of the material culture the English had by 1700 CE had also originated from elsewhere; some innovations, such as paper and gunpowder, had come from as far away as China. In fact, it’s difficult to think of many important technological innovations first developed in England before 1600 CE, although by the seventeenth century, English science and technology were more inventive (we’re getting to the era of Francis Bacon and Robert Hooke).

In other words, the real advantage that the Anglo-Saxons and the English had over the Cherokee was their proximity to other societies with more complex material culture. And their great luck was that they never faced invading forces that were technologically more advanced and wanted to remove them from their land. The Vikings had something of a technological edge in terms of military equipment, but even when they conquered parts of Anglo-Saxon England, there’s not much evidence of complete population replacement. In contrast, despite the fact that the Cherokee were regarded as one of the “Five Civilized Tribes” by English settlers and later the US government, that didn’t prevent most of them from being expelled from North Carolina, on the infamous Trail of Tears in 1838.

Jared Diamond in Guns, Germs and Steel argues that the Spanish defeated the Incas because of geography: Eurasia had more domesticable animals and crops and such innovations could spread more easily east-west than north-south (because of climate change at different latitudes). Europe (and Western Europe in particular) later benefited from a coastline nearer to the Americas than other parts of Eurasia. But there’s always been a counter-claim that Europeans were simply more innovative in some way than Native Americans.

If you compare the Cherokee and the Anglo-Saxons, that claim’s not really convincing. In terms of inventiveness, for example, there’s no Anglo-Saxon equivalent of the development of the Cherokee syllabary, within a couple of centuries of contact, even though the Anglo-Saxons and their Continental ancestors must have been aware of Roman writing for centuries. The English technical innovations of the seventeenth century came on the back of a millennium or so of borrowed technology. If English people had had only the Mississippian Culture to borrow from (as the Cherokee did until Europeans came), rather than China, India, Mesopotamia and the Mediterranean, I find it hard to believe they’d have come up with the Golden Hind or the balance spring. The real luck of the Anglo-Saxons, which the Cherokee didn’t share, surely came in the form of their Eurasian neighbours.

 

 

 

 

 

 

Political culture 2: actors and scales

A very belated second post on the conference I went to in July 2016 on “Political culture from the Carolingians to the Angevins, c. 800-1200”. The first day of the conference revealed to me the wide variety of approaches to looking at political culture, but on the second day I was thinking more about a couple of key questions. Firstly, what did particular forms of political culture allow powerful people to do that they couldn’t easily do otherwise? And secondly, what does studying political culture bring that’s new to political history (which is, after all, one of the oldest historical topics)?

The first paper on the second day was by Charlie Insley under the wonderful title of “Ottonians with pipe rolls? Political culture and performance in late Anglo-Saxon England”. Charlie was bringing Gerd Althoff’s ideas about ritual and symbolism to bear on the Anglo-Saxon world. As Charlie pointed out, he wasn’t the first Anglo-Saxonist to do this, and as I’d already heard Julia Barrow on the topic (and a paper by Levi Roach on the Aethelred charters under discussion), I was familiar with quite a lot of the paper. But it was a handy reminder that we can’t just oppose ritual/performance to literacy/bureaucracy, as Althoff and some English historians have tended to do. And it was also a useful example of what a particular form of political culture could allow you to do: Aethelred was able to make a policy U-turn by drawing on a discourse of penance.

The second paper in the session was by Jonathan Gledhill, talking about work done in association with the People of Medieval Scotland database project. As Jonathan pointed out, while Scotland wasn’t part of the Angevin Empire, it did sometimes experience Angevin power. His theme was also very relevant to the conference: what can you say about political culture when charters are almost the only source you have?

Because of Scotland’s lack of narrative sources and eleventh century charters, historians have tended to lump together the twelfth and thirteenth centuries as one “feudal” period. Jonathan argued that if you look harder you can see differences, between a twelfth-century culture that is starting to formalise and a thirteenth-century one that is formalised. He argued for a very slow process of formalisation and explained what he meant by that. One is that there is a change from “barons” being any political important men who were the king’s friends to men who exercised justice in a particular area (called a “parish”). Secondly, you can see witness lists of charters becoming more hierarchical over time. Jonathan also discussed other changes you could see in charters, for example that later re-grants by a king of a charter might include more specific details, such as the courts that could be held and powers of them.

This paper was an interesting contrast to Charlie’s because it’s starting from a corpus of charters that’s substantially bigger than the late Anglo-Saxon one, but also a lot more standardised. And that affects methodology. Charlie’s essentially looking at charters as special snowflakes, because it’s mostly such big diplomas that survive from the Anglo-Saxon period. Jonathan (and the POMS team generally) have been compiling more bulk data from charters over time and analysing it in new ways (such as by social network analysis) to get a more general overview of Scottish political culture.

In the second session of the day, we went on to ecclesiastical politics and started with Benjamin Pohl talking about a century-long dispute  (c. 1077-1172) between the Abbey of Saint-Étienne de Caen and the bishops of Bayeux. How did a monastery newly founded after 1066 fit into existing diocesan structures? The problems centred on Whitsuntide processions: did such processions in parishes under Saint-Étienne’s control still have to go to the mother church at Bayeux (with every household having to provide a pennyworth of wax as a render)? Both the King of England and the papacy got involved in the dispute at various times and even though some parishes eventually were exempted from the need to process to Bayeux, others still had to make the trip (which could be more than 15 miles each way). As Benjamin pointed out, a clear political message was being sent: despite the prominence of Saint-Étienne, the monks were still politically subordinate to the canons of Bayeux cathedral. Benjamin’s paper neatly pointed out both the political importance of ecclesiastical ritual and that financial and spiritual dues couldn’t easily be separated: the requirement was not just to pay in wax, but to bring it with one.

We stayed in Normandy (and indeed Caen) for the next paper, in which Laura Gathagan talked about Cecelia, eldest daughter of William the Conqueror and Matilda of Flanders. The female monastery of Sainte-Trinité in Caen was founded by William and Matilda at the same time as Saint-Étienne and they made Cecilia an oblate there in 1066. Laura reckoned that Holy Trinity was more Matilda’s gift to Cecelia than the other way round and she went on to show the great importance of Cecelia to the monastery, even though she only became abbess in 1113, after more than 40 years there. She was a patron of poets, she regularly travelled to London and she helped negotiate charters for Holy Trinity after the death of her father William the Conqueror. Around 1100, she and the abbess Matilda jointly issues a charter in which Cecelia was referred to as “daughter of the king”. She also carried out several surveys of the monastery’s lands.

What was particularly interesting was her relationship with the abbess Matilda, whom Laura saw as carefully managing her resources, including the most precious resource, Cecelia herself. Indeed Matilda in her old age tried to resign as abbess in Cecelia’s favour, but was forbidden to do so by Anselm of Canterbury. Although Amy Livingstone has warned us to beware of thinking that women holding power were exceptional, Laura thought that Cecelia did look exceptional: her power did not come from any office, but her status as William the Conqueror’s daughter. It was these ties to him and to her brothers that enabled her to win “victories” for the monastery by grants and confirmations that secured their property amid the tumults of post-conquest Normandy.

From the political culture embodied in one woman we moved on to a large number of men.  Stephen Maritt was talking about twelfth-century English archdeacons and their role in political culture. More specifically, he was trying to rehabilitate them from a stereotype of being venal and careerist. Stephen started by pointing out the prominence of archdeacons – we can reconstruct itineraries for most of them and they provided a link between bishops and the king and local societies.

Stephen’s argument was that a lot of the stereotypes about archdeacons came either from reading back Anthony Trollope’s Archdeacon Grantly into the Middle Ages or from overheated rhetoric from the likes of John of Salisbury. In fact most archdeacons didn’t advance beyond that rank: only about 10% made it to bishop (although a comparison with modern academia suggests that poor prospects of success don’t necessarily reduce careerism).Stephen also pointed out that while John of Salisbury might have complained about Archdeacon Walkelin of Suffolk naming his illegitimate children after Pope Hadrian IV, he also wrote friendly letters to Walkelin.

Stephen also gave us some intriguing vignettes of the archdeacon’s role. They might turn up for visitations with vastly excessive retinues (Bridlington priory complained of an archdeacon arriving with 97 horses, 21 hounds and 2 hawks), but some of this excess may have been an effort to enforce their limited authority in county towns (and to help them collect dues, which was not popular). They also had to sort out a lot of nitty-gritty church administration: I enjoyed hearing that Gerald of Wales’ Gemma ecclesiastica includes a discussion of what to do if the priest at communion has used cider instead of wine!

And Stephen’s final point was to stress that archdeacons (who unlike rural deans had to be in major orders) had a sense of their own spiritual identity, often citing Acts 6 on deacons and the example of St Lawrence. Also unlike rural deans, but like bishops and abbots, archdeacons were excepted to have their name as well as their office on their seal.

Archdeacons clearly played an important role and Charlie Insley made an intriguing parallel between the complaints about archdeacons and those by Wulfstan on reeves. These secular and religious officials may have carried out some of the same middleman functions and thus been liable to the same temptations and accusations. Stephen’s wide-ranging and entertaining paper thus showed us some more ways into local politics, a topic that hadn’t really been raised before during the conference.

For the final session, we were back to high politics, starting with Rick Barton on counsel and placita in western France and England, part of a wider project he’s doing on honour and shame in Western France.  Rick was interested in how political culture was formed and changed during assemblies and using narrative sources to explore this. He focused on the text De iniusta vexacione Guillelmi episcopi, which discuss the trial of William of St-Calais, bishop of Durham, by William Rufus in 1088, and its representation of counsel. Concilium is a dominant theme in De iniusta vexacione and Rick was interested in when this happened and also when it didn’t happen. For example, Bishop William was deprived of the counsel of other bishops, but was allowed that of seven knights who came with him from Durham.

All this fed into wider discourses about counsel visible in this and other placita. Some of these are quite general, such as ‘evil counsel’ leading to hostile acts and ‘having taken wiser counsel’ as indicating a change of heart. But there are more specific discourses in De iniusta vexacione: Bishop William could not get the counsel he wanted (from religious, rather than secular men), while he complained that William Rufus had the whole kingdom to counsel him. Bishop William also made a sarcastic gibe at Archbishop Lanfranc: “this old wordsmith knows how to speak too well”. We can see here “counsel” becoming a political weapon, as a way of indirectly claiming an unfair trial. More generally, Rick saw traditions of disputing in De iniusta vexacione that were similar to those in western France, and also noted the primacy of personal relationships in such hearings.

The final paper, by Mark Hagger, remained in the Norman sphere, but focused on ducal Normandy in c. 1000-1135 and the “atmosphere of power” there. Mark started from an interesting quirk of the evidence: there was no ducal chancery before 1135, so all the charters we have were produced by beneficiaries. If you’re careful, Mark argued, you can use these to give us a bottom-up view of ducal power by its users.

These charters show beneficiaries coming a long way (and sometimes travelling to warzones) to gain ducal grants. They don’t say much about the nature of the duke’s rule (although some cheekily have the duke apologising for his previous ill deeds!) Surprisingly, the percentage of charters with petitions drops after 1066, although you might expect more grovelling to kings than dukes. (Mark reckoned that the most elaborate grovel in a charter was by Dudo of St Quentin in 1015).

Anathema clauses were common under dukes Richard and Robert, but died out later. Mark suggested such clauses might imply a lack of trust in dukes and also that whoever pronounced the anathema clause might take the spotlight away from the duke. He cited an act by Duke William for Saint-Ouen in which Archbishop Malger of Rouen pronounces a lengthy and vituperative anathema. Mark saw this as part of a wider pattern of (friendly) competition between beneficiaries, patrons, bishop and the duke himself for credit for the grant, a pattern which may have changed fundamentally after 1066. It’s an intriguing thought for any of us who work on charters for any period or place: do we need to think beyond a simple hierarchical model of giver as acknowledged superior to the recipient?

All the papers I heard over the two days of the conference had their individual points of interest, but I want to finish with three ideas that I think drew them together and might be useful when considering the advantages of studying political culture. One is that the broader definition of political action that cultural history encourages allows for the inclusion of individuals and groups who haven’t traditionally been considered as “political”, such as women and (non-elite) religious.

The other two ideas are more about two contrasting methods for studying political culture. One might be called zooming in. As Martin Aurell pointed out, he’s heard a lot more anthropology over the two days and much less legal history than normal at conferences considering political topics. Sources giving “thick descriptions”, whether they’re charters, liturgical sources or narratives, can provide a lot of important new information. They can get us nearer to the crucial questions about what the political arguments were in a particular situation and why they worked.

But what was also interesting was the contrary approach: zooming out to try and spot overall patterns of action across a group of political actors. At times this was done statistically or using social network analysis (as by Jonathan Gledhill and Mark Hagger). But it could also be combined with thick description, as in Thomas Foerster’s work on gift-giving, Stephen Marritt on archdeacons and my own paper on countesses. It seems to me that it’s this willingness to change scales, combined with a new awareness of who and what counts as “political” that makes the study of political culture an important method of reinvigorating and developing medieval political history.

 

Medieval political culture 1: let a hundred flowers bloom

This is my first report on the conference I went to in Manchester in July 2016 on “Political culture from the Carolingians to the Angevins, c. 800-1200”. One of the things that struck me during the conference was how wide a range of topics could plausibly come together under that theme. Usefully, Martin Aurell, during the keynote speech, described political culture as being about the ‘atmosphere of power’, not just political structures and institutions, but how politics was performed. Katy Dutton* had already pointed out one small example: how between 1090-1150 in Anjou royal and comital acts moved away from the king or count’s children acting as co-signers or consenters. Katy argued that the ending of this tradition of including children, which he saw as an assurance of continuity, wasn’t just as bureaucratic change, but affected the experience of ruling and being ruled.

Martin’s main focus was on the turbulent events of 1773-1774, when several of Henry II’s sons revolted against him. Could descriptions of these events by chroniclers be seen as propaganda or is that an anachronistic term? Although Jürgen Habermas claims that no political space existed before the emergence of the printing press, Jacques Le Goff argued for ‘informal propaganda’ in the Middle Ages, and Martin showed that the chroniclers’ accounts did look like propaganda.

One point that wasn’t raised in the paper or in questions afterwards is whether propaganda needs to be contemporaneous. Should the chroniclers’ work be seen more as after the fact justifications, a political genre that’s very familiar after the Iraq War? However, there’s surely an argument that chroniclers may be writing down arguments that were already circulating in 1173-74, i.e.  that what we have is fossilized propaganda.

henry_ii_to_henry_iii_f_9r

Matthew Paris’ picture of kings from Henry II to Henry III

Martin’s interest was anthropological, looking not at possible structural reasons for the revolt, such as magnates’ reaction to the reinforcement of royal administration, but at what the chronicles themselves talked about, focusing on a series of images. Some are expected: the revolot of sons against their father as being the insanity of a revolt “against nature”; Eleanor of Aquitaine refusing to submit to her husband as she should. But there were also other narratives possible, such as justifications of Henry the Younger attacking the “avaricious” Henry II, or stories about the harmful effects of previous transgressions by the Angevin family (for example the claim that Eleanor had fornicated with Geoffrey of Anjou, before marrying Geoffrey’s son Henry). In the same way, as well as familiar colonial narratives contrasting civilised English to barbarous and bloodthirsty Scots and Welsh, there are positive depictions of Welsh warriors fighting on the “right” side. And while some chroniclers invoked the effect of the murdered Christian saint Thomas Becket on events, Gerald of Wales quoted Merlin’s pagan prophecies.

These varied perspectives support the idea of chronicles as propaganda, manipulating significant images (often Biblically-inspired) to support a particular side in the conflict. Martin’s final point was about the key role of fidelity as a value in this propaganda. The stress in the sources was on personal bonds of faith and fidelity, not on more abstract ideas of kingship or monarchy. To the twelfth and thirteenth-century chroniclers at least, the political was still personal.

After Martin’s paper we had Stephen Church on another aspect of Henry II’s reign. Stephen was focusing tightly on one small fragment of political culture: Prince John being called “dominus Hiberni” in charters from 1185. Stephen was arguing against Rees Davies, among others, who had seen this title as some distinctive form of dominion. Stephen argued from other examples that in fact it was the normal title of a king who had not yet been formally crowned.

From this very focused case-study, we went to a much broader view, by Thomas Foerster on “Plantagenet and European traditions of gift exchange in the late twelfth century”. Thomas argued for two different traditions, which he saw colliding in 1198, during the Third Crusade, when Richard I and King Tancred of Sicily made peace. On the first day, Tancred gave Richard rich gifts and would accept only the token countergift of a little ring. On the second day, however, Richard gave King Arthur’s sword to Tancred.

Thomas saw Tancred as acting within a Mediterranean/Byzantine tradition of lavish gift-giving, emphasising the incomparable wealth of the ruler. In contrast, English sources of the period have less to say on gift-giving and often regard it negatively as a sign of greed and corruption. (Nevertheless, they show Richard triumphing over Tancred in the gift-giving via a more culturally prestigious gift; the Sicilian sources don’t mention Arthur’s sword).

In questions, some of us raised the chronology of this proposed northern/southern European split (Thomas wondered if it was linked to Tim Reuter’s butter/olive oil line). There’s certainly an Anglo-Saxon and Carolingian tradition of rulers giving lavish gifts. Thomas thought the change came around 1100, when there was new emphasis on the humility of kings in gift-giving in more northern sources, (which he linked to chivalry)and less of an emphasis on the king standing out from all others. If Thomas is right about this pattern, it’s a useful example of how a specifically political culture can be influenced by wider cultural changes, such as the rise of chivalry.

After lunch, we had a session on gender history. I argued that countesses in the tenth century were able to carry out actions that they hadn’t been able to under the Carolingians (developing an argument I first made on this blog a number of years ago). I also in passing coined what became one of the key phrases in the conference, when in discussing the origins of the term “political culture”, when I referred to it as the “squidgy bits” in-between the normal nuts and bolts of political systems.

Amy Livingstone, meanwhile, talked about the twelfth-century Breton countess Ermengarde (wife of Alan IV), arguing that neither she nor twelfth-century Brittany was as marginal as conventionally thought. Amy is writing a biography of Ermengarde, who was noted for her religious patronage. In one sense her research might be seen as part of mainstream political history, but I think there are good reasons for including her research in a study of political culture. Ermengarde’s political role, like those of many “lordly women” has been underestimated by earlier research because of their underlying assumptions about medieval political culture. Part of the deliberate study of political culture should be to shine a spotlight on cultural assumptions made by previous generations of scholars.

The final session of the day looked at crusading culture. Natasha Hodgson talked about clerical masculinity on the First Crusade. There’s been a lot of recent interest in Crusade masculinity, but Natasha saw previous studies as focusing on investigating a single model of the ideal crusader. In contrast, Natasha was arguing for a variety of masculine models and using the example of Arnulf of Chocques, briefly the first Latin Patriarch of Jerusalem.

Arnulf was a controversial figure, the son of a Flemish priest who rose because of his scholarship and preaching ability, but also his relationship to powerful individuals such as Odo of Bayeux, whose wealth he inherited. Natasha pointed out how often writers contrasted Arnulf with other men, implicitly setting up a variety of standards of masculinity. For example, in a debate in 1099 between Arnulf and Tancred, Arnulf stressed his own role in the success of the crusade and complained about Tancred despoiling the Temple of Solomon. Tancred in response said that as a mere soldier he lacked Arnulf’s eloquence: Arnulf’s strength was in his tongue, like a scorpion.

Natasha’s point about the opportunities for social mobility offered by the crusades was one that hadn’t occurred to me before, but her paper indirectly raised wider questions about the nature of ‘political culture’. Clearly there was politics going on within the Crusade armies themselves and in the Crusader States, but how does that relate to wider European political culture? And how does a model of political culture originally developed in the era of nation states deal with political entities such as the papacy?

The final paper of the day was by Jamie Doherty on “The Holy Land in the charters of the twelfth-century counts of Champagne”. There’s been increasing interest in using charters to look at political culture, because they potentially allow us to get nearer the perspective of individual rulers than narrative sources normally allow. Jamie was interested in how crusading could be used to gain cultural capital, and get a laugh for a reference to “the itinerant boasting campaign of William of Aquitaine after 1101”.

Jamie’s paper focused on two counts of Champagne, Hugh of Troyes and Henry the Liberal, who both led independent crusades (i.e. not connected to the main numbered ones). Despite issues about scribal versus issuer intent, Jamie argued that you can sometimes see the counts “performing crusader status”, e.g. when it’s explicitly mentioned that Hugh is confirming a number of acts before going on crusade, or Henry publicly states that he’ll deal with a dispute in Dijon when he returns from crusade.

This crusade performance may have spread lower down the social scale: twice in Hugh’s witness lists there’s a witness called “Bovo of Holy Sepulchre”. Jamie thought that it was too early for him to be a settler in the East, but that instead Bovo may have sworn himself to the Holy Sepulchre and continued to use that as an identification. In the comments afterwards, Charlie Rozier pointed out the key role of reputation in political culture; it would be interesting to consider if there are parallels or differences between how medieval and modern political figures create such reputations.

As my title suggests, I’m not sure there was a particular common thread connecting all the papers together, even though they all struck me as related to political culture. But as a taster of different ways you might approach medieval political culture, I certainly found it valuable.

* Update (10/9/16): I’ve been reminded that it was Katy Dutton who talked about witnessing by children, not Martin Aurell, so have corrected this.

 

 

 

Big History and the Early Middle Ages

In December 2015, I went off to the LSE and heard Ian Morris give the first of his public lectures as the  Philippe Romain Chair in History and International Affairs. In this one, he was looking for a grand unified field theory of history and laid out what he considered the basics of a “Theory of Everything” which covered the last 20,000 years of human history. He started by making an important point: he sees every historian as having a Theory of Everything, even if they don’t make it explicit and even if that theory is that everything is contingent. In response to that, I want to begin sketching out some of my theories of everything. But I also want to look at how the early Middle Ages does or doesn’t fit into Ian’s own Theory of Everything.

After an overview of the historiography of a theory of everything, starting from the eighteenth century), Ian sketched the outline of the current leading contender for such a theory, at least in the English-speaking world. The basis of this is evolutionary thinking, looking at what he called the 100,000 year question: how did we get from very few modern humans with a minimal standard of living and low life expectancy 100,000 years ago to the modern world?

Ian also talked about the three key components of such a theory: biology (humans as animals), culture and cultural evolution, and geography. In terms of evolutionary big history, Ian claims, what we see as an overall picture is a move from foraging to cultivating, farming villages, and then several different levels of more complex states. The speed of the movement through this sequence varies between regions of the worlds according to environmental conditions and there are also regions which move to herding rather than cultivating, but the broad patterns are quite similar. In many ways this part of the talk sounded like Jared Diamond’s Guns, Germs and Steel, with geography essentially being destiny. However Ian’s interested in the future, as well as the distant past, so he pointed out that “time’s arrow flies diagonally”. In other words, as bigger units expand, they cut off indigenous paths of development in the societies they come into contact with, such as with the Old World invasions of the New World or with industrialisation nowadays.

In the long run, though, Ian sees a very smooth process of increasing scale; he talks of history being “largely an endless pursuit of energy” and his new book, based on that thesis, is called Foragers, Farmers and Fossil Fuels: How Human Values Evolve. In other words, his Theory of Everything is not just evolutionary, but materialist and broadly teleological. He did point out, however, that despite the long-run smoothness in the short run there could be catastrophic periods (and didn’t forget to quote Keynes on the fact that in the long run we’re all dead).

The difficulty here is what counts as the short run, when you’re talking about either 100,000 years or at least 20,000 years, as his later talks do. But I’m going to look at western Europe in the early Middle Ages (say 500-1000 CE) and in the 20,000 year period, I’d say that isn’t just a momentary blip.

Western Europe throughout the Middle Ages is, as global historians repeatedly point out, a backwater. The early medieval West is doubly so, which is really my point. There’s a change in the period from the Roman Empire to considerably simpler forms of societies and economies. If you’re Bryan Ward-Perkins in The Fall of Rome you see this as the “end of civilization”, whereas Chris Wickham sees more opportunities for free peasants.  But regardless of whether you see this as positive or negative, the fact of the change is clear, and that’s a problem for Ian’s theories. Time’s arrow is flying backwards in his terms and no-one seems particularly interested in getting it to fly the “correct” way, towards the more complex society that has been lost. What’s more, when more complex societies do develop in the West in the Central Middle Ages, they’re not “Roman” in socio-economic terms, and they’re not very Roman culturally.

There’s an obvious contrast here with the Chinese empire, which also fell apart periodically in the first millennium CE. Large and complex premodern societies can be brittle and prone to collapse: we know that. But the Chinese state was repeatedly recreated; after Justinian no-one seriously tried to revive the western Roman empire.

One obvious response is to say that they were factors that meant that the Roman empire couldn’t be revived, such as a loss of key territories, population decline (due to climate change or disease) or the loss of substantial technological knowledge. It’s not clear to me, however, that any of these suggestions is an adequate explanation. In terms of territory, the West’s big loss was North Africa and its grain supply, but to compensate that, there were substantial new areas of farmland that became available in Germany for any would-be Roman emperor. And population loss and climate change also probably happened in China as well.

Technology loss seems at first sight more plausible. But there weren’t actually many technologies that were completely lost, long-term, to the whole of the post-Roman West. Wheel-made pottery and glass may have vanished from Britain in the fifth and sixth centuries, but they could be re-imported from Gaul at a later date. Concrete probably was lost entirely, but the metalwork skills of the early Middle Ages remained substantial. What changed most drastically was the scale of production, rather than the specific technologies used. Bryan Ward-Perkins argues that in terms of the range and quality of material goods available, the Roman empire was comparable to thirteen or fifteenth-century Europe (Fall of Rome, p. 100), i.e. one that was still premodern.

It’s possible that there’s some other factor that I haven’t considered which explains why the Roman empire (or something akin to it) couldn’t be revived. But that doesn’t explain why no-one seriously tried to revive it. Charlemagne and the Carolingians are emblematic here. They certainly tried to revive some aspects of Roman culture, such as more classical Latin. But what is also interesting is what they didn’t try and revive. There was no royal attempt to recover and apply Roman law, even though there was a considerable amount of it still available in manuscript form. Nor did anyone try and recreate the Roman army, even though there were texts around, such as Vegetius’ De re militari that might have allowed this.

The list of opportunities not taken goes on. In 757, a hydraulic organ was brought to Pippin III’s court: there’s no evidence that anyone tried to reverse-engineer it. There was a lot of other technology floating around in the eighth and ninth-century Byzantine and Islamic worlds: despite their contacts with these, the Carolingians don’t seem to have been searching for it. (This contrasts with texts of canonical collections, the Benedictine Rule etc, which Charlemagne and his successors were keen to get from outside the kingdom).

All this brings me back to something that I think John Gillingham once said (though I can’t now find the specific reference), to the effect that “We needs must love the highest when we see it” is historically inaccurate. Elites could often see or know about more sophisticated forms of government and larger, more complex states without necessarily thinking they were a Good Thing. The early medieval west strikes me as an important counter-example to a Theory of Everything that is evolutionary, teleological and materialist.

One possible way round this problem is to say that the evolutionary process is very path-dependent. Once you’ve made a key decision or incurred a vital loss, there’s no way back: the early medieval state has become flightless, as it were. One possible key moment is identified by Chris Wickham as the point at which the Merovingian rulers gave up collecting taxes. But that decision is in itself hard to explain in a purely materialist framework.

I think that to get a workable Theory of Everything we have to abandon one of evolution, teleology and materialism, and funnily enough its materialism I want to abandon rather than teleology. At the 20,000 year scale I think there is evidence for humans overall wanting more complex societies rather than the simple life. It also seems to me unnecessarily drastic to throw out evolution completely. Repeated small changes that make an institution or a society more “successful” is a plausible mechanism for many historical developments.

But as Ian himself pointed out, cultural evolution is often directed and purposeful, unlike the randomness of biological evolution. That means, however, that individual cultures and subcultures can sometimes move in the “wrong” direction: individuals or groups can deliberately choose options that are not in their own material interest and that reduce, rather than increase, complexity. Whether you think of Egyptian monasticism or the Cambodian Year Zero, such acts are repeated throughout history.

Any materialist theory of everything, therefore, needs to build in an understanding of humans’ economic irrationality, both accidental (Daniel Kahneman’s Fast Thinking) and deliberate. And in particular, I think that the early Middle Ages demonstrates that a sufficient Theory of Everything needs to look quite hard at why cultural evolution sometimes leads to societies (or at least the elites leading them) coming up with the “wrong” results. Seeing culture largely as superstructure simply doesn’t work, and I’m not yet convinced by Ian’s idea of morality as dependent on material conditions. I think we need a theory of everything that looks in a rather different way at the interplay between morality and economic circumstances, even if I’m not yet certain exactly what it’s going to look like.

 

 

Pseudo-Isidore and canons as weapons

Scholars debating about when in the ninth century the Pseudo-Isidore forgeries were created have increasingly argued for an early date for them, either in the aftermath of the second rebellion against Louis the Pious in 833 or even after the first rebellion in 830. Some scholars, such as Mayke de Jong, however are not convinced by these arguments for an early date. I’m not an expert on Pseudo-Isidore, an immensely complicated subject, but I am interested in how canons and decretals get used in Carolingian disputes, so I want to approach the question from a slightly different angle: when in the ninth century did people start using canons as weapons?

The purpose of the Pseudo-Isidore forgeries is relatively clear, after all: they’re forgeries of authoritative statements by councils (canons) and in papal letters (decretals). And they were intended to be of use in disputes concerning churchmen, for example setting out under what conditions clerics can be accused of an offence. But such forgeries only make logical sense in a situation where genuine texts of this type are already being used to argue controversial cases (like the deposition of Archbishop Ebbo of Rheims and its after-effects).

There’s probably an entire master thesis to be written on the development of Carolingian citation practices. From early on in Charlemagne’s reign, some capitularies, such as the Admonitio generalis of 789 quote canons by the name of the council; similarly, the Council of Aachen in 816 has a whole string of passages from named authors and councils. There’s a noticeable change in referencing practices in the lay mirrors between Alcuin’s  De virtutibus et vitiis and Jonas of Orléans’ De institutione laicali. Alcuin incorporates short extracts from patristic sources into his text without identifying them; Jonas gives longer extracts, specifically identified as such. Using canons and decretals isn’t a new phenomenon in 830.

But when you start looking at their use in polemic texts from the 830s, it’s minimal. For example, Agobard of Lyons cites no canons or decretals in either part of his Liber apologeticus from 833. Then there’s Divinis praeceptis – a possibly forged letter of Gregory IV (JE  2579) claiming to be from 833. Eric Knibbs argues that’s is a genuine text of Gregory’s inspired by Paschasius Radbertus of Corbie, one of the Pseudo-Isidore forgers. Eric describes the text as “basically little more than a patchwork of canonical citations”, largely from one of Pseudo-Isidore’s key sources, the Collectio Hispana. But despite this, there’s only 1 papal decretal explicitly cited (Innocent I, JK 286), the text of which has then been interpolated to include a reference to the Council of Nicaea. It’s a similar story for the relatio of Louis’ penance by a number of bishops from Oct 833: that cites only one papal decretal explicitly (and no canons).

In other words, there’s little evidence of arguments making extensive use of genuine canonical sources around 833, which makes a project to forge large numbers of them seem implausible at that date. Of course, that doesn’t exclude them being forged later in the 830s, but here the evidence of Ebbo of Rheims is revealing. We have two versions of an apology by Ebbo of Rheims, justifying his reinstatement as archbishop of Rheims in 840. The earliest of this was probably written in 841, the later possibly in 842. Neither of them includes any explicit references to sources other than the Bible.

What’s particularly interesting is that at one point Ebbo says that he’s done seven years of penance, after which remission is usual (septenni ferme sub penitentiae spacio, quo in sancta aecclesia peccatorum penitentibus fieri solet remissio, patienter expectans et nemini consecrationis ibi dignitatem impedivi). I’m not certain where this statement comes from, but there’s one likely source for its specific reference to seven years. That is a letter allegedly by Isidore of Seville to Bishop Massona of Merida, which was widely circulating in the Frankish world by the eighth century, including in the canonical collection, the Collectio vetus Gallica. In this letter, “Isidore” deals with the question of whether a priest can be restored to office after doing penance. He says that they can if they have done worthy penance and specifically claims that the canons allow this after seven years (PL 83, col. 901: Maria ergo, soror Aaron, caro intelligitur sacerdotis, quae dum superbiae dedita, sordidissimis corruptionum contagiis maculatur, extra castra septem diebus, id est, extra collegium sanctae Ecclesiae septem annis projicitur, qui post emundationem vitiorum loci, sive pristinae dignitatis recipit meritum).

This implies that Ebbo had a source for his statement about seven years penance but chose not to cite it. In terms of referencing practice, he’s working in an older Carolingian tradition (as seen in Alcuin) of implicit citing of sources, where it’s either assumed that anyone who matters will recognise the source of the author’s quote or that the writer’s own authority is enough in itself to justify the statement made.

In 833 Ebbo had gone over to Lothar’s side at the Field of Lies, at precisely the point when Eric Knibbs thinks Pseudo-Isidore was starting up. But it’s not just that around 840 Ebbo doesn’t appear to know any Pseudo-Isidore’s texts; it’s that’s in the early 840s it doesn’t seem to have occurred to him that citing canons or early decretals was a useful thing to do.  In fact, when Ebbo himself later turned to forgery (around 845) he forged a letter from Gregory IV (JE 2583), who had only just died.

In other words, in the 830s people engaged in the sort of controversies that the Pseudo-Isidore forgeries  were allegedly created to affect, not only aren’t using these forged sources, they’re only rarely using genuine sources of the same type. If we do want to find people using canonical sources as polemic, we have to look in different directions: Hrabanus Maurus and Hincmar of Rheims.

The first polemical source I’ve found that makes more sustained use of canons and decretals is the letter  De honore parentum by Hrabanus Maurus to Louis the Pious from 834 (recently discussed by Mayke de Jong) . This treatise is largely based on Biblical exemplar, as you would expect from an expert commentary writer, but in one section, c. 8, on how those who administer secular judgement are to be considered, we abruptly get a string of patristic sources and councils: a decretal of Pope Innocent I, extracts from Augustine and Ambrosiaster and a quote from the Council of Antioch. In form, this looks very like the argument from sources you can see in Jonas’ De institutione laicali, but it’s now being applied to a work that’s making a political argument, claiming that the penance imposed on Louis the Pious was unjust.

We also have a surviving manuscript (Paris BnF lat. nouv. acq. 1632A) from the late 830s or early 840s, which contains a collection of sources known as Capitula diversarum sententiarum pro negociis rei publice consulendis. This is a selection of patristic sources justifying warfare and the ruler punishing others. Although it doesn’t specifically include canons or decretals (it does include Gregory the Great’s Moralia in Job), it’s the kind of dossier that in the second half of the ninth century was frequently used as source material to argue a specific case. The dossier has previously been attributed to Jonas of Orléans and placed in the late 830s, but Phillip Wynn thinks it was compiled by Hincmar of Rheims, possibly in about 842, during the war between Louis the Pious’ sons.

There’s also another source from the early 840s, which although it’s not directly polemical, is collecting canons and decretals in a way that would be useful for polemic. This is Hrabanus Maurus’ Paenitentiale ad Otgarium, which he composed for Archbishop Otgar of Mainz around 841. The first chapter of this contains a discussion of whether it was possible to reinstate priests to office after they had done penance. Hrabanus listed a string of canonical and patristic texts on the subject. This topic was central to Ebbo’s return to Rheims, and demonstrated that such matters could in theory be decided by the use of authoritative sources.

Putting these three texts together, it looks like there was a change in concepts of the sources of authority sometime between about 834 and the early 840s. Previous polemicists and litigants, such as Ebbo, relied on more generalised moral and Biblical arguments. In contrast, some scholars were repurposing the moral florilegia that had existed from the late eighth century onwards into specifically political/legal weapons, citing them explicitly as authorities. This is clearly visible, for example, by the time of the Council of Soissons in 853. Only when this idea of canons as weapons had spread did it make sense to forge Pseudo-Isidore, because only then would its material be used.

The first possible citation of Pseudo-Isidore comes from 852; the first definite one from 857. The earlier the creation of Pseudo-Isidore is pushed back, the greater the problems in explaining why we have no trace of its effect until the 850s. But I think the evidence (or rather non-evidence) of the use of (genuine) canonical sources as weapons before the 840s also makes it harder to argue for an early date for starting Pseudo-Isidore. Before 840 it’s not clear to me that if the Pseudo-Isidore forgeries had existed, anyone would have known what usefully to do with them.